DFX Intelligence

V••••• J•• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

V••••• J•• B•••••

Advisor at W••••••••• W••••• M••••••••• L••

Alpharetta, GA | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:cc39fa49-0d5a-2728-2e74-af12a51c764e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• W••••• M••••••••• L••	Independent wealth	May 30, 2018	n/a	yes	Alpharetta, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 24, 2018	n/a	yes	ALPHARETTA, GA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	L•• F•••••••• L••	Sep 22, 2017	Apr 24, 2018	214	Firm change	Other
C•••••• S••••• • C••• I•••	E•••••• C•••••• M••••••••• L••	Apr 13, 2016	Aug 26, 2016

Relationships

Registered with (4)

→ W••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 30, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 24, 2018 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 26, 2016 to Sep 22, 2017factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc39fa49-0d5a-2728-2e74-af12a51c764e
First observed: Mar 28, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.