DFX Intelligence

T•••••• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•••••• M••••••••• C••••••• L••

CRD 137537

DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:cc3ecf9e-82e3-6419-c8e6-19c220d4d2c0

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2012 to Apr 28, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $156M••• Locked
Discretionary RAUM: $156M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••••• P•••••••• L•••	Hedge Fund	$113M	Apr 28, 2026	18	Mar 22, 2012	reported	021-1133880
T•••••• O••••••• F••• L••••••	Hedge Fund	$93.9M	Jul 9, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
U••••• A•••• N••	PRESIDENT, PORTFOLIO MANAGER AND MANAGING MEMBER	E	yes	01/1994	Mar 22, 2012	Mar 13, 2015
S••••••• J••••• L••	CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	Na	no	07/2012	Jul 9, 2012	Mar 13, 2015

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$156M	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Advises (5)

→ T•••••• S•••• C•• O••••••••• F•••• L•••Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ T•••••• P•••••••• L•••Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ T•••••• R••••••• O••••••••• F•••• L•••Private fundHedge Fund, IA, no longer reported
Mar 22, 2012 to Jul 9, 2012factForm ADV
→ T•••••• P••••••• I•• L•••

Dated events

Occurred
Apr 28, 2026
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Mar 2, 2016
Ria registration change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc3ecf9e-82e3-6419-c8e6-19c220d4d2c0
First observed: Mar 22, 2012
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.