This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THRIVENT INVESTMENT MANAGEMENT INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 5, 2003earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S66|S63

First exam

Dec 5, 2003

First registration

Jul 19, 2010

Dual registered

yes, broker-dealer

Other names

TRAVIS WILLIAM JOHNSON|TRAVIS JOHANSON

IAPD individual key

4728919

• Occurred

  Apr 12, 2022
  Advisor changed firm

  Travis William Johanson left Principal Securities, Inc. for Thrivent Investment Management Inc. (registered 2022-07-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cc4dffc3-0a64-87fe-a305-065c6d6d0688

First observed

Jul 19, 2010

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.