DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RFG ADVISORY, LLC
Shreveport, LA | VESTAVIA HILLS, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Sep 1, 2026 | n/a | yes | Shreveport, LA|VESTAVIA HILLS, AL | Current employment |
| RFG ADVISORY, LLC | Independent wealth | Sep 1, 2026 | n/a | yes | Shreveport, LA|VESTAVIA HILLS, AL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 22, 2018 | n/a | yes | PRAIRIEVILLE, LA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 22, 2018 | Sep 15, 2026 | no | BATON ROUGE, LA|PRAIRIEVILLE, LA|BATON ROUGE, LA | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Sep 3, 2015 | Mar 27, 2018 | no | GONZALES,, LA|MCLEAN, VA | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Sep 3, 2015 | Mar 27, 2018 | no | GONZALES,, LA|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RFG ADVISORY, LLC | Sep 15, 2026 | Sep 1, 2026 | -14 | Firm change | Ibd to RIA |
| CAPITAL ONE ADVISORS, LLC | LPL FINANCIAL LLC | Mar 27, 2018 | Mar 22, 2018 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136865:6413:VA:2018-03-27 | Mar 27, 2018 | Mar 22, 2018 | MCLEAN, VA | Firm change |