D••••• T•••••••

Advisor at L•• F•••••••• L••

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc803ca1-73d7-c5d3-7623-e1f21da8f698

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 30, 2017	n/a	yes	MAITLAND, FL	Current employment
A•••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jul 16, 2009	Aug 1, 2012	no	ORLAND, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	F••• A••••••• O• A•••••• I••	Dec 5, 2017	Feb 24, 2005	-4,667	Firm change after gap	Other
A•••••••• I••••••••• M••••••••• L••	L•• F•••••••• L••	Aug 1, 2012	Nov 30, 2017

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 30, 2017 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jan 14, 2005 to Dec 5, 2017factForm ADV
→ A•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 16, 2009 to Aug 1, 2012factForm ADV
→ R•••• P••• I••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc803ca1-73d7-c5d3-7623-e1f21da8f698
First observed: Jun 9, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.