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Advisor at ADVISORY INVESTOR SERVICES LLC
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY INVESTOR SERVICES LLC | Mixed wealth | Oct 27, 2021 | n/a | yes | MIAMI, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Nov 3, 2021 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Sep 29, 1999 | Jul 1, 2003 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ADVISORY INVESTOR SERVICES LLC | Nov 3, 2021 | Oct 27, 2021 | -7 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:173134:FL:2021-11-03 | Nov 3, 2021 | Oct 27, 2021 | MIAMI, FL | Firm change |