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Advisor at HARVEST CAPITAL ASSETS, LLC
SANBORN, NY | Surfside Beach, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARVEST CAPITAL ASSETS, LLC | Independent wealth | Aug 12, 2021 | n/a | yes | SANBORN, NY|Surfside Beach, SC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 9, 2012 | Jan 29, 2018 | no | DARLINGTON, SC|COLUMBIA, SC|CHERAW, SC|DILLON, SC|MARION, SC|BENNETTSVILLE, SC|CHARLESTON, SC | Previous registration |
| EDWARD JONES | National bd RIA | Sep 7, 2007 | Jul 13, 2012 | no | BENNETTSVILLE, SC|DILLON, SC|CHEEKTOWAGA, NY|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | HARVEST CAPITAL ASSETS, LLC | Jan 29, 2018 | Aug 12, 2021 | 1,291 | Firm change after gap | Wirehouse to RIA |
| EDWARD JONES | WELLS FARGO ADVISORS | Jul 13, 2012 | Jul 9, 2012 | -4 | Firm change | Ibd to wirehouse |