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A••••• N• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A••••• N• B•••

Advisor at C••• L••

OMAHA, NE | Hagerstown, MD

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Search this name across graphsid dfx:ria:cc8f1923-126b-8663-79f9-3d028a6fdddd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Apr 13, 2022	n/a	yes	OMAHA, NE\|Hagerstown, MD	Current employment
P•••••••••	State registered	Dec 6, 2021	Apr 1, 2022	no	HAGERSTOWN, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••••	C••• L••	Apr 1, 2022	Apr 13, 2022	12	Firm change	Other

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Apr 13, 2022 to presentfactForm ADV
→ P•••••••••Registered adviserregistration: previous registration
Dec 6, 2021 to Apr 1, 2022factForm ADV

Dated events

Occurred
Apr 1, 2022
Advisor changed firm
A••••• N• B••• left Plan2Retire for C••• L•• (registered 2022-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc8f1923-126b-8663-79f9-3d028a6fdddd
First observed: Dec 6, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.