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C•••••• S••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••••• S••••• S•••

Advisor at D••••••

MARANA, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:cc8f91e9-a525-7d87-5a7c-077f7f4d8178

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••	Independent wealth	Jun 7, 2019	n/a	yes	MARANA, AZ\|PHOENIX, AZ	Current employment
C••••••• W••••• P•••••••• L••	n/a	Jul 10, 2018	Dec 23, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• P•••••••• L••	D••••••	Dec 23, 2019	Jun 7, 2019	-199	Firm change after gap	Other
Y••••••••• P•••••••	C••••••• W••••• P•••••••• L••	Mar 5, 2018

Relationships

Registered with (4)

→ D••••••Registered adviserregistration: current employment
Jun 7, 2019 to presentfactForm ADV
→ C••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2018 to Dec 23, 2019factForm ADV
→ Y••••••••• P•••••••Registered adviserregistration: previous registration
Mar 1, 2016 to Mar 5, 2018factForm ADV
→ F••••••• I••••••••• S••••••• P•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc8f91e9-a525-7d87-5a7c-077f7f4d8178
First observed: Sep 7, 2012
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.