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Advisor at PROSPECT FINANCIAL SERVICES LLC
MELVILLE, NY | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPECT FINANCIAL SERVICES LLC | Independent wealth | Jan 6, 2023 | n/a | yes | MELVILLE, NY|RALEIGH, NC | Current employment |
| THE PINNACLE FINANCIAL GROUP | Independent wealth | Aug 25, 2021 | Dec 31, 2021 | no | WEST PALM BEACH, FL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 6, 2010 | Nov 8, 2019 | no | HUNTINGTON, NY|West Palm, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES LLC | Dec 31, 2021 | Jan 6, 2023 | 371 | Firm change | RIA to RIA |
| AVANTAX ADVISORY SERVICES | THE PINNACLE FINANCIAL GROUP | Nov 8, 2019 | Aug 25, 2021 | 656 | Firm change after gap | Ibd to RIA |