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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

GEORGE S PANTAZIS

Advisor at LINCOLN INVESTMENT

LOMBARD, IL | Crystal Lake, IL

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Search this name across graphsid dfx:ria:cc9f7a8f-8fdf-78f3-e395-ca0289f7c51f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINCOLN INVESTMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 4, 2001
First registration: Feb 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3160976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Oct 15, 2025	n/a	yes	Crystal Lake, IL\|LOMBARD, IL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 13, 2021	Oct 25, 2025	no	Chicago, IL\|Arlington Heights, IL\|Chicago, IL	Previous registration
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Oct 8, 2013	Aug 11, 2021	no	WASHINGTON, DC\|ARLINGTON HEIGHTS, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 12, 2012	Jun 18, 2013	no	CHICAGO, IL\|FORT MILL, SC\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Mar 27, 2012	Nov 16, 2012	no	WAVERLY, IA\|ROLLING MEADOWS, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 15, 2009	Mar 7, 2012	no	SCHAUMBURG, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Feb 19, 2002	Jan 8, 2004	no	LIBERTYVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	LINCOLN INVESTMENT	Oct 25, 2025	Oct 15, 2025	-10	Firm change	Ibd to RIA
MISSIONSQUARE RETIREMENT	CHARLES SCHWAB & CO., INC.	Aug 11, 2021	Aug 13, 2021	2	Firm change	Other
LPL FINANCIAL LLC	MISSIONSQUARE RETIREMENT	Jun 18, 2013	Oct 8, 2013	112	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Nov 16, 2012	Nov 12, 2012	-4	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	CUNA BROKERAGE SERVICES, INC.	Mar 7, 2012	Mar 27, 2012	20	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Jan 8, 2004	Sep 15, 2009	2,077	Firm change after gap	Other

Relationships

Registered with (7)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 13, 2021 to Oct 25, 2025factForm ADV
→ MISSIONSQUARE RETIREMENTRegistered adviserregistration: previous registration
Oct 8, 2013 to Aug 11, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 12, 2012 to Jun 18, 2013factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 27, 2012 to Nov 16, 2012factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 15, 2009 to Mar 7, 2012factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 19, 2002 to Jan 8, 2004factForm ADV

Dated events

Occurred
Oct 25, 2025
Advisor changed firm
George S Pantazis left Charles Schwab & Co., Inc. for Lincoln Investment (registered 2025-10-15)
Form ADVobserved 6 days ago