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Advisor at RETIREMENT SYSTEMS LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT SYSTEMS LLC | State registered | Mar 23, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Nov 11, 2025 | Mar 27, 2026 | no | PHOENIX, AZ|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | RETIREMENT SYSTEMS LLC | Mar 27, 2026 | Mar 23, 2026 | -4 | Firm change | RIA to state RIA |