DFX Intelligence

A••••• T••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant11 years in industry

A••••• T••••••• H••••••

Advisor at L•••

LOS ANGELES, CA | Chicago, IL

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Search this name across graphsid dfx:ria:ccb024b0-8189-f977-c9e7-6d80ecbc1833

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Feb 26, 2024	n/a	yes	LOS ANGELES, CA\|Chicago, IL	Current employment
S•• W••••• M•••••••••	Former SEC adviser	Sep 10, 2021	Mar 6, 2024	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W••••• M•••••••••	L•••	Mar 6, 2024	Feb 26, 2024	-9	Firm change	RIA to RIA
M••••• S••••••	S•• W••••• M•••••••••	Sep 22, 2021	Sep 10, 2021

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Feb 26, 2024 to presentfactForm ADV
→ S•• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 10, 2021 to Mar 6, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 30, 2015 to Sep 22, 2021factForm ADV

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
A••••• T••••••• H•••••• left S•• W••••• M••••••••• for Lido (registered 2024-02-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccb024b0-8189-f977-c9e7-6d80ecbc1833
First observed: Jan 30, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.