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N••••• W•••••• G••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

N••••• W•••••• G••

Advisor at P••••••••

POTOMAC, MD | ENGLEWOOD, NJ

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Search this name across graphsid dfx:ria:ccb6a8ed-271c-f8f7-67d6-545d57ad5c07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Nov 2, 2016	n/a	yes	POTOMAC, MD\|ENGLEWOOD, NJ	Current employment
C••••••••• W••••• A•••••••• L••	Former SEC adviser	Sep 1, 2015	Oct 31, 2016	no	POTOMAC, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• A•••••••• L••	P••••••••	Oct 31, 2016	Nov 2, 2016	2	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
143719:151736:MD:2016-10-31	Oct 31, 2016	Nov 2, 2016	POTOMAC, MD	Firm change

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Nov 2, 2016 to presentfactForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2015 to Oct 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccb6a8ed-271c-f8f7-67d6-545d57ad5c07
First observed: Sep 1, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.