This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$7.0MItem 5.F on the latest filing (2015-05-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$7.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$3.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Accounts

1

Private funds

1Schedule D 7.B(1)

Private fund GAV

$7.0Mgross asset value as reported per fund; never fund size

SEC number

801-77196

CRD

164076

Filings on the tape

6

First filed

Sep 25, 2012

Latest filed

May 6, 2015

Organised

Corporation, Delaware

• Occurred

  Sep 25, 2012
  First Form ADV filing

  Essex Asset Advisors Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ccb90dd3-489d-cc8a-59a3-adc7f3d4f4f3

First observed

Sep 25, 2012

Last observed

May 6, 2015 138 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.