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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

SIMS CAPITAL MANAGEMENT LLC

CRD 129398

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccbe002c-f804-dca4-65a8-cd4b03a4258e

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2012 to Mar 26, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.16 fund_share=0.84 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $56.4MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $56.4M
Private client RAUM: $9.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 16%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $56.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 17
Individual clients: 16
SEC number: 801-67455
CRD: 129398
Filings on the tape: 23
First filed: Feb 16, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, WI
Website: simstotalreturn.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID CARY SIMS	n/a	MILWAUKEE, WI	12	23	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PEREGRINE INVESTMENT FUND LLC	Hedge Fund	$3.4M	Mar 21, 2023	7	Feb 16, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SIMS, DAVID, CARY	PRESIDENT/MANAGER AND CHIEF COMPLIANCE OFFICER	D	yes	08/2003	Feb 16, 2012	Mar 26, 2024
SIMS, LUKE, EDWARD	Manager	D	yes	08/2003	Feb 16, 2012	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$56.4M	$56.4M	2	2	0	n/a	n/a
2024	Mar 5, 2025	$56.0M	$56.0M	2	2	0	n/a	n/a
2023	Mar 26, 2024	$49.9M	$49.9M	2	2	0	n/a	n/a
2022	Mar 21, 2023	$48.5M	$48.5M	2	2	0	1	$3.4M
2021	Feb 18, 2022	$52.6M	$52.6M	2	2	0	1	$3.3M
2020	Mar 30, 2021	$46.5M	$46.5M	2	2	0	1	$2.8M
2019	Feb 6, 2020	$45.5M	$45.5M	2	2	0	1	$2.6M
2018	Feb 12, 2019	$46.2M	$46.2M	2	2	0	1	$2.5M
2017	Feb 20, 2018	$50.3M	$50.3M	2	2	0	1	$3.2M
2016	Feb 2, 2017	$45.2M	$45.2M	2	2	n/a	1	$3.0M
2015	Jan 27, 2016	$34.5M	$34.5M	2	2	n/a	1	$3.0M
2014	Jan 21, 2015	$34.1M	$34.1M	2	2	n/a	1	$2.9M
2013	Jan 23, 2014	$33.0M	$33.0M	2	2	n/a	1	$3.1M
2012	Jan 11, 2013	$27.6M	$27.6M	2	2	n/a	1	$2.5M
2011	Feb 16, 2012	$25.5M	$25.5M	n/a	n/a	n/a	1	$2.1M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$56.4M	$56.0M	0.7%	$48.5M	5.2%	2	2	0	0

Relationships

Advises (1)

→ PEREGRINE INVESTMENT FUND LLCPrivate fundHedge Fund, IA
Feb 16, 2012 to presentfactForm ADV

Registered with (1)

← DAVID CARY SIMSAdvisorregistration: previous registration
Feb 27, 2004 to Dec 31, 2008factForm ADV

Controls (2)

← SIMS, DAVID, CARYOwnerPRESIDENT/MANAGER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 16, 2012 to Mar 26, 2024factForm ADV
← SIMS, LUKE, EDWARDOwnerMANAGER, ownership code D, individual
Feb 16, 2012 to Mar 26, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccbe002c-f804-dca4-65a8-cd4b03a4258e
First observed: Feb 16, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIMS CAPITAL MANAGEMENT LLC

CRD 129398

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccbe002c-f804-dca4-65a8-cd4b03a4258e

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID CARY SIMS

n/a

MILWAUKEE, WI

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PEREGRINE INVESTMENT FUND LLC

Hedge Fund

$3.4M

Mar 21, 2023

Feb 16, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SIMS, DAVID, CARY

PRESIDENT/MANAGER AND CHIEF COMPLIANCE OFFICER

yes

08/2003

Feb 16, 2012

Mar 26, 2024

SIMS, LUKE, EDWARD

Manager

yes

08/2003

Feb 16, 2012

Mar 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$56.4M

n/a

2024

Mar 5, 2025

$56.0M

n/a

2023

Mar 26, 2024

$49.9M

n/a

2022

Mar 21, 2023

$48.5M

$3.4M

2021

Feb 18, 2022

$52.6M

$3.3M

2020

Mar 30, 2021

$46.5M

$2.8M

2019

Feb 6, 2020

$45.5M

$2.6M

2018

Feb 12, 2019

$46.2M

$2.5M

2017

Feb 20, 2018

$50.3M

$3.2M

2016

Feb 2, 2017

$45.2M

n/a

$3.0M

2015

Jan 27, 2016

$34.5M

n/a

$3.0M

2014

Jan 21, 2015

$34.1M

n/a

$2.9M

2013

Jan 23, 2014

$33.0M

n/a

$3.1M

2012

Jan 11, 2013

$27.6M

n/a

$2.5M

2011

Feb 16, 2012

$25.5M

n/a

$2.1M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$56.4M

$56.0M

0.7%

$48.5M

5.2%