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Advisor at OSAIC WEALTH, INC.
JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | JACKSONVILLE, FL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | Jun 14, 2024 | no | JACKSONVILLE, FL | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Jan 6, 2017 | Jul 17, 2020 | no | Jacksonville, FL | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 31, 2007 | Nov 17, 2015 | no | BOCA RATON, FL|JACKSONVILLE, FL | Previous registration |
| RYAN BECK & CO. | n/a | Dec 2, 2005 | Jul 31, 2007 | no | PONTE VEDRA BEACH, FL | Previous registration |
| ADVEST, INC. | n/a | May 19, 2005 | Dec 20, 2005 | no | PONTE VEDRA, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | May 9, 2005 | no | PONTE VEDRA BEACH, FL | Previous registration |
| QUICK & REILLY, INC. | n/a | Mar 14, 2003 | Oct 20, 2004 | no | PONTE VEDRA, FL | Previous registration |
| CHOREO, LLC | Independent wealth | Oct 18, 2002 | Apr 22, 2003 | no | JACKSONVILLE BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | INVESTACORP ADVISORY SERVICES INC | Nov 17, 2015 | Jan 6, 2017 | 416 | Firm change after gap | Other |
| RYAN BECK & CO. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 31, 2007 | Jul 31, 2007 | 0 | Bulk transfer | Other |
| ADVEST, INC. | RYAN BECK & CO. | Dec 20, 2005 | Dec 2, 2005 | -18 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | ADVEST, INC. | May 9, 2005 | May 19, 2005 | 10 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |
| CHOREO, LLC | QUICK & REILLY, INC. | Apr 22, 2003 | Mar 14, 2003 | -39 | Firm change after gap | Other |