DFX Intelligence

R•••••••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•••••••• C•••••• M••••••••• L•••

CRD 158267

MENLO PARK, CA

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Search this name across graphsid dfx:ria:ccd69605-0783-ee54-a81a-7cccf81507c1

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 11
On other graphs: 4
Observed: Feb 14, 2012 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R•••••••• C•••••• M••••••••• L•••

Venture manager · cited, shared crd

Independent Sponsorsidentity

R•••••••• C•••••• M••••••••• L•••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

R•••••••• C•••••• M••••••••• L•••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.2B••• Locked
Discretionary RAUM: $6.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 51

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••••• C•••••• P••••••• I•• L•••	Private Equity Fund	$1.3B	Mar 31, 2026	119	Mar 25, 2019	reported	021-318198
R•••••••• C•••••• P••••••• I• L•••	Private Equity Fund	$1.3B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• D••••••• F••••••••	SHAREHOLDER, MANAGING PARTNER, DIRECTOR	D	yes	12/2017	Jan 24, 2018	Mar 29, 2024
P••••• J••••••• T•••••	SHAREHOLDER, MANAGING PARTNER, DIRECTOR	D	yes	12/2017	Jan 24, 2018	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••••• C•••••• I• L•••	n/a	n/a	n/a	N	yes	n/a
R•••••••• C•••••• I•• L•••	n/a	n/a	n/a	N	yes	n/a
R•••••••• C•••••• I• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	6	no
Aventura	FL	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.2B	$6.3B	-1.5%	$5.6B	3.1%	51	51	3	3

Relationships

Advises (20)

→ R•••••••• C•••••• P••••••• •••••••• • B• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ R•••••••• C•••••• P••••••• L•••• L•••Private fundPrivate Equity Fund, IA
Mar 25, 2019 to presentfactForm ADV
→ R•••••••• C•••••• P••••••• I•• •••••••• • A• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ R•••••••• C•••••• P••••••• L•••• I• L•••

Dated events

Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccd69605-0783-ee54-a81a-7cccf81507c1
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.