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CRD 170384
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DEANNE WOODRING | Chartered Financial Analyst | PORTLAND, OR | 11 | 42 | 2 | no |
| WHITNEY LARAINE MAHER | n/a | PORTLAND, OR | 11 | 15 | 1 | no |
| MICHAEL CRAIG CLARK | n/a | PORTLAND, OR | 9 | 34 | n/a | no |
| MITCHELL BRADLEY HENKE | n/a | PORTLAND, OR | 2 | 14 | 2 | no |
| Ryan Riad Abou-Haidar | Chartered Financial Analyst | PORTLAND, OR | 2 | 16 | n/a | no |
| Samantha Dean Woodring | n/a | PORTLAND, OR | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HENKE, MITCHELL, BRADLEY | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | B | yes | 01/2024 | Mar 8, 2024 | Oct 4, 2024 |
| WOODRING, DEANNE | PRESIDENT, CHIEF INVESTMENT OFFICER & MANAGING MEMBER | D | yes | 01/2014 | Feb 3, 2014 | Oct 4, 2024 |
| CLARK, MICHAEL, CRAIG | OWNER, DIRECTOR OF PORTFOLIO MANAGEMENT AND OPERATIONS | A | no | 09/2015 | Mar 8, 2024 | Oct 4, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 4, 2026 | $35B | $1.3B | 10 | 6 | 0 | n/a | n/a |
| 2024 | Mar 4, 2025 | $26B | $2.0B | 9 | 6 | 0 | n/a | n/a |
| 2023 | Mar 8, 2024 | $20B | $1.8B | 7 | 6 | 0 | n/a | n/a |
| 2022 | Feb 25, 2023 | $17B | $1.5B | 8 | 6 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $13B | $1.2B | 10 | 5 | 0 | n/a | n/a |
| 2020 | Mar 1, 2021 | $12B | $1.5B | 9 | 5 | 0 | n/a | n/a |
| 2019 | Mar 13, 2020 | $13B | $1.4B | 9 | 5 | 0 | n/a | n/a |
| 2018 | Mar 7, 2019 | $13B | $1.2B | 10 | 6 | 1 | n/a | n/a |
| 2017 | Mar 8, 2018 | $10B | $305M | 11 | 7 | 1 | n/a | n/a |
| 2016 | Mar 15, 2017 | $7.9B | $264M | 10 | 6 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $6.6B | $119M | 10 | 6 | n/a | n/a | n/a |
| 2014 | Feb 11, 2015 | $4.5B | $7.6M | 7 | 4 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $35B | $26B | 35.5% | $17B | 28.0% | 11 | 9 | 0 | 0 |