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Advisor at FINANCIAL PROSPERITY, INC.
PARK CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL PROSPERITY, INC. | State registered | Dec 7, 2009 | n/a | yes | PARK CITY, UT | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 1, 1995 | Dec 31, 2009 | no | PARK CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | FINANCIAL PROSPERITY, INC. | Dec 31, 2009 | Dec 7, 2009 | -24 | Firm change | Other |