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Advisor at RBC CAPITAL MARKETS, LLC
Vienna, VA | Arlington, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 25, 2015 | n/a | yes | Vienna, VA|Arlington, VA | Current employment |
| FERRIS, BAKER WATTS, LLC | n/a | Apr 11, 2007 | Mar 13, 2009 | no | WASHINGTON, DC | Previous registration |
| JOHNSTON LEMON ASSET MANAGEMENT INC | Former SEC adviser | Sep 27, 1996 | Apr 10, 2007 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FERRIS, BAKER WATTS, LLC | RBC CAPITAL MARKETS, LLC | Mar 13, 2009 | Feb 25, 2015 | 2,175 | Bulk transfer | Other |
| JOHNSTON LEMON ASSET MANAGEMENT INC | FERRIS, BAKER WATTS, LLC | Apr 10, 2007 | Apr 11, 2007 | 1 | Firm change | Other |