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Advisor at WELLS FARGO ADVISORS
CLAYTON, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2010 | n/a | yes | CLAYTON, MO | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 8, 2010 | no | CHESTERFIELD, MO | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | CHESTERFIELD, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 27, 2001 | Apr 2, 2007 | no | ST. LOUIS, MO|CHESTERFIELD, MO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Mar 8, 2010 | Mar 4, 2010 | -4 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |