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Advisor at WMG FINANCIAL ADVISORS, LLC
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WMG FINANCIAL ADVISORS, LLC | Independent wealth | Feb 9, 2021 | n/a | yes | KNOXVILLE, TN | Current employment |
| WMG FINANCIAL ADVISORS, LLC | Independent wealth | May 8, 2019 | Oct 28, 2020 | no | KNOXVILLE, TN | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Dec 11, 2017 | May 4, 2019 | no | KNOXVILLE, TN|KNOXVILLE, TN|Birmingham, AL | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Jun 19, 2012 | Dec 20, 2017 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | WMG FINANCIAL ADVISORS, LLC | May 4, 2019 | May 8, 2019 | 4 | Firm change | Ibd to RIA |
| OSAIC FS, INC. | CONCOURSE FINANCIAL GROUP ADVISORS | Dec 20, 2017 | Dec 11, 2017 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15708:285824:AL:2019-05-04 | May 4, 2019 | May 8, 2019 | BIRMINGHAM, AL | Firm change |
| 3870:15708:TN:2017-12-20 | Dec 20, 2017 | Dec 11, 2017 | KNOXVILLE, TN | Firm change |