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M••••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M••••••• W••••••••

Advisor at I••••••••• W••••• S••••••••• L••

YORK, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd10ab45-14f7-e313-4f5e-29a7e74268eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• S••••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• S••••••••• L••	Former SEC adviser	Jan 31, 2025	n/a	yes	YORK, PA	Current employment
T•••• W•••••	Independent wealth	Sep 14, 2022	Feb 5, 2025	no	HIGH POINT, NC\|SHREWSBRUY, PA\|YORK, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	I••••••••• W••••• S••••••••• L••	Feb 5, 2025	Jan 31, 2025	-5	Firm change	RIA to RIA
P•••••••• A•••••••	T•••• W•••••	Sep 13, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
320643:334422:PA:2025-02-04	Feb 5, 2025	Jan 31, 2025	YORK, PA	Firm change
10111:320643:PA:2022-09-13	Sep 13, 2022	Sep 14, 2022	SHREWSBURY, PA	Firm change

Relationships

Registered with (3)

→ I••••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Sep 14, 2022 to Feb 5, 2025factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Nov 10, 2015 to Sep 13, 2022factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
M••••••• W•••••••• left T•••• W••••• for I••••••••• W••••• S••••••••• L•• (registered 2025-01-31)
Form ADVobserved 6 days ago
Occurred
Sep 13, 2022
Advisor changed firm
M••••••• W•••••••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-09-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd10ab45-14f7-e313-4f5e-29a7e74268eb
First observed: Nov 10, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.