DFX Intelligence

P•••••• J•• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

P•••••• J•• M••••••••

Advisor at D••••••• C••••••• L••

HIGHLANDS RANCH, CO

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Search this name across graphsid dfx:ria:cd1358bc-db0c-21e3-490d-df9fa6755e78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• C••••••• L••	State registered	Apr 9, 2021	n/a	yes	HIGHLANDS RANCH, CO	Current employment
S••••••••• I••••••••• A•••••••• I•••	Independent wealth	Dec 19, 2014	Jun 18, 2021	no	Denver, CO\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• I••••••••• A•••••••• I•••	D••••••• C••••••• L••	Jun 18, 2021	Apr 9, 2021	-70	Firm change after gap	Other
H•••••••• W••••• M••••••••• L••	S••••••••• I••••••••• A•••••••• I•••	Oct 17, 2014	Dec 19, 2014

Relationships

Registered with (5)

→ D••••••• C••••••• L••Registered adviserregistration: current employment
Apr 9, 2021 to presentfactForm ADV
→ S••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2014 to Jun 18, 2021factForm ADV
→ H•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2013 to Oct 17, 2014factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd1358bc-db0c-21e3-490d-df9fa6755e78
First observed: May 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.