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B•••••• T••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

B•••••• T••• K•••

Advisor at P••••••• A•••••••• L••

FISHERS, IN | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:cd15082f-2aab-c4ac-fa19-65eb6dddd822

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 9, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Jul 22, 2025	n/a	yes	SAN FRANCISCO, CA\|FISHERS, IN	Current employment
R•••••• W••••• M•••••••••	State registered	Feb 13, 2025	Sep 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• W••••• M•••••••••	P••••••• A•••••••• L••	Sep 2, 2025	Jul 22, 2025	-42	Firm change after gap	Other
B••••••• F•••••••• P•••••••	R•••••• W••••• M•••••••••	Nov 6, 2024

Relationships

Registered with (5)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ R•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 13, 2025 to Sep 2, 2025factForm ADV
→ B••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 12, 2023 to Nov 6, 2024factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
B•••••• T••• K••• left R•••••• W••••• M••••••••• for P••••••• A•••••••• L•• (registered 2025-07-22)
Form ADVobserved 6 days ago
Occurred
Nov 6, 2024
Advisor changed firm
B•••••• T••• K••• left B••••••• F•••••••• P••••••• for R•••••• W••••• M••••••••• (registered 2025-02-13)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2023
Advisor changed firm
B•••••• T••• K••• left S••••• W••••• A•••••••• I••• for B••••••• F•••••••• P••••••• (registered 2023-09-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd15082f-2aab-c4ac-fa19-65eb6dddd822
First observed: Jan 9, 2019
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.