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Advisor at WELLS FARGO ADVISORS
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 1, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| FOCUSED ALPHA, LLC | Independent wealth | May 21, 2024 | Apr 1, 2025 | no | PHOENIX, AZ|GREENWOOD VILLAGE, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 3, 2018 | Apr 16, 2024 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOCUSED ALPHA, LLC | WELLS FARGO ADVISORS | Apr 1, 2025 | Apr 1, 2025 | 0 | Firm change | RIA to wirehouse |
| UBS FINANCIAL SERVICES INC. | FOCUSED ALPHA, LLC | Apr 16, 2024 | May 21, 2024 | 35 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:310591:AZ:2024-04-16 | Apr 16, 2024 | May 21, 2024 | PHOENIX, AZ | Firm change |