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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KATHY BENNETT BARTLETT

Advisor at AMB WEALTH, LLC

THOMASVILLE, GA

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Search this name across graphsid dfx:ria:cd273e6c-3a43-e8cc-52d6-ab338304b403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMB WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63|S66
First exam: Sep 7, 2001
First registration: Aug 15, 2001
Dual registered: yes, broker-dealer
Other names: KATHY SUE BENNETT
IAPD individual key: 4414403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMB WEALTH, LLC	Independent wealth	Feb 23, 2023	n/a	yes	THOMASVILLE, GA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 31, 2016	Jan 19, 2021	no	TALLAHASSEE, FL\|TALLAHASSEE, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 5, 2005	Dec 31, 2016	no	TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jun 16, 2003	Dec 9, 2004	no	TALLAHASSEE, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 15, 2001	Mar 20, 2003	no	TALLAHASSE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	AMB WEALTH, LLC	Jan 19, 2021	Feb 23, 2023	765	Firm change after gap	Ibd to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 31, 2016	-122	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	SUNTRUST INVESTMENT SERVICES, INC.	Dec 9, 2004	Jan 5, 2005	27	Firm change	Other
A. G. EDWARDS & SONS, INC.	INVEST FINANCIAL CORPORATION	Mar 20, 2003	Jun 16, 2003	88	Firm change	Other

Relationships

Registered with (5)

→ AMB WEALTH, LLCRegistered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 31, 2016 to Jan 19, 2021factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2005 to Dec 31, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jun 16, 2003 to Dec 9, 2004factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 15, 2001 to Mar 20, 2003factForm ADV

Dated events

No dated event names this entity yet.