DFX Intelligence

E•••• J•••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist14 years in industry

E•••• J•••••••• W••••••

Advisor at F••••• F••••••••

DUBUQUE, IA | Dubuque, IA

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Search this name across graphsid dfx:ria:cd2bedba-a177-f3cc-4e75-d7f83c6ad467

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2023 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• F••••••••	Independent wealth	Sep 17, 2026	n/a	yes	DUBUQUE, IA\|Dubuque, IA	Current employment
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Mar 27, 2023	Jul 8, 2026	no	Dubuque, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• P••••••• P•••••••• I•••	F••••• F••••••••	Jul 8, 2026	Sep 17, 2026	71	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F••••• F••••••••Registered adviserregistration: current employment
Sep 17, 2026 to presentfactForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Mar 27, 2023 to Jul 8, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 17, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd2bedba-a177-f3cc-4e75-d7f83c6ad467
First observed: Mar 27, 2023
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.