This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$281MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$271M

Private client RAUM

$274MderivedItem 5.D individuals plus high net worth individuals

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$56.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

531

Individual clients

151

High net worth clients

66

SEC number

801-43846

CIK

1799367

CRD

107645

Filings on the tape

37

First filed

Nov 14, 2011

Latest filed

Mar 16, 2026

Organised

Corporation, MI

• Occurred

  Mar 17, 2023
  Control person joined

  T. Joseph Griffin (Managing Partner, Portfolio Manager, Client Advisor) appeared on Schedule A of Gpm Growth Investors, Inc.

  Form ADVobserved 4 days ago
• Occurred

  Feb 20, 2019
  Control person joined

  M Michelle Dinardo (Client Advisor, Vice President) appeared on Schedule A of Gpm Growth Investors, Inc.

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cd414187-47d1-91bf-68a1-eaee05446287

First observed

Nov 14, 2011

Last observed

Mar 16, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.