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Reading the graph
Advisor at ESI FINANCIAL ADVISORS
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Apr 10, 2026 | n/a | yes | CHARLOTTE, NC | Current employment |
| EDWARD JONES | National bd RIA | Apr 10, 2024 | Aug 1, 2025 | no | ST LOUIS, MO|Fort Mill, SC|ROCK HILL, SC|ROCK HILL, SC|FORT MILL, SC | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Feb 5, 2024 | Apr 11, 2024 | no | Fort Mill, SC|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | ESI FINANCIAL ADVISORS | Aug 1, 2025 | Apr 10, 2026 | 252 | Firm change | Ibd to RIA |
| THRIVENT INVESTMENT MANAGEMENT INC. | EDWARD JONES | Apr 11, 2024 | Apr 10, 2024 | -1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18387:250:MN:2024-04-06 | Apr 11, 2024 | Apr 10, 2024 | MINNEAPOLIS, MN | Firm change |