DFX Intelligence

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RIA / WealthPrivate fundprivate equity fund3(c)(1)

PHALANX CAPITAL-SERIES LLC

advised by PHALANX ADVISORS LLC

Puerto Rico, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd4dd3aa-fd3b-6209-1fdb-cca2b65c69a0

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2022 to Mar 18, 2024
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Phalanx Capital-Series LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: PHALANX ADVISORS LLCCRD 317855
Fund type: Private Equity Fund
Latest reported GAV: $6.0Mgross asset value on Schedule D 7.B(1), as of 2024-03-18; never fund size
Peak reported GAV: $6.3M
Beneficial owners: 12
Minimum investment: $100,000
Owned by the adviser: 5700%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Form D file number: 021-425022an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Puerto Rico, United States
First reported: Mar 29, 2022
Last reported: Mar 18, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 3
Fund id: 805-8600854393

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 18, 2024	$6.0M	12	$100,000	5700.0%	yes	PHALANX CAPITAL-SERIES LLC
Mar 29, 2023	$6.3M	15	$100,000	5100.0%	yes	PHALANX CAPITAL-SERIES LLC
Mar 29, 2022	$5.0M	13	$300,000	2800.0%	yes	PHALANX CAPITAL-SERIES LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BANCO POPULAR DE PUERTO RICO	BANCO POPULAR DE PUERTO RICO	SAN JUAN	Puerto Rico	United States	no	n/a

Relationships

Advises (1)

← PHALANX ADVISORS LLCRegistered adviserPrivate Equity Fund, ERA
Mar 29, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd4dd3aa-fd3b-6209-1fdb-cca2b65c69a0
First observed: Mar 29, 2022
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHALANX CAPITAL-SERIES LLC

advised by PHALANX ADVISORS LLC

Puerto Rico, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd4dd3aa-fd3b-6209-1fdb-cca2b65c69a0

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:24 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 18, 2024

$6.0M

$100,000

5700.0%

yes

PHALANX CAPITAL-SERIES LLC

Mar 29, 2023

$6.3M

$100,000

5100.0%

yes

PHALANX CAPITAL-SERIES LLC

Mar 29, 2022

$5.0M

$300,000

2800.0%

yes

PHALANX CAPITAL-SERIES LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

BANCO POPULAR DE PUERTO RICO

SAN JUAN

Puerto Rico

United States

n/a