DFX Intelligence

N••••••• C•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

N••••••• C•••••• C•••••

Advisor at P••••• W•••••

TALLAHASSEE, FL

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Search this name across graphsid dfx:ria:cd561098-2b30-74e2-f8c8-cec010065594

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W•••••	Independent wealth	Jul 24, 2025	n/a	yes	TALLAHASSEE, FL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 28, 2020	Jul 21, 2025	no	TAMPA, FL\|Tallahassee, FL\|Tallahassee, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P••••• W•••••	Jul 21, 2025	Jul 24, 2025	3	Firm change	Ibd to new firm
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Jun 4, 2020	May 28, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:336499:FL:2025-07-21	Jul 21, 2025	Jul 24, 2025	TALLAHASSEE, FL	Firm change
46173:10409:FL:2020-06-04	Jun 4, 2020	May 28, 2020	TALLAHASSEE, FL	Firm change

Relationships

Registered with (3)

→ P••••• W•••••Registered adviserregistration: current employment
Jul 24, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 28, 2020 to Jul 21, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 8, 2013 to Jun 4, 2020factForm ADV

Dated events

Occurred
Jul 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd561098-2b30-74e2-f8c8-cec010065594
First observed: Nov 8, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.