DFX Intelligence

M•••••• F•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

M•••••• F•••• B••••••

Advisor at L•• F•••••••• L••

PALATINE, IL | BROOKFIELD, WI

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Search this name across graphsid dfx:ria:cd5e0ee6-3c16-c8a9-8956-f80316698c95

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 4, 2024	n/a	yes	BROOKFIELD, WI\|PALATINE, IL\|PALATINE, IL\|PALATINE, IL	Current employment
P•••••• A•••• M••••••••• L••	Former SEC adviser	Sep 23, 2022	Jun 7, 2023	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• I••••••••• A••••••• C••	P•••••• A•••• M••••••••• L••	Oct 24, 2024	Sep 23, 2022	-762	Firm change after gap	RIA to RIA
P•••••• A•••• M••••••••• L••	L•• F•••••••• L••	Jun 7, 2023	Nov 4, 2024

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ 1••• I••••••••• A••••••• C••Registered adviserregistration: previous registration
Jan 23, 2016 to Oct 24, 2024factForm ADV
→ P•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 23, 2022 to Jun 7, 2023factForm ADV

Dated events

Occurred
Oct 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd5e0ee6-3c16-c8a9-8956-f80316698c95
First observed: Jan 23, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.