DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
TYLER, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | TYLER, TX | Current employment |
| O•••• F•• I••• | Former SEC adviser | Apr 6, 2010 | Jan 24, 2025 | no | SHREVEPORT, LA|TYLER, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| A••••• A•••••••• I••• | O•••• F•• I••• | Mar 31, 2010 | Apr 6, 2010 |
| A••••• A•••••••• I••• |
| Independent wealth |
| Nov 4, 2008 |
| Mar 31, 2010 |
| no |
| RUSTON, LA |
| Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Sep 11, 2008 | Dec 4, 2008 | no | MINDEN, LA|SHREVEPORT, LA | Previous registration |
| Firm change |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | A••••• A•••••••• I••• | Dec 4, 2008 | Nov 4, 2008 | -30 | Firm change | Other |