DFX Intelligence

J••••• F•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••••• F•••••• S••••••

Advisor at D•••••• W••••• P•••••••• L••

CINCINNATI, OH | Pepper Pike, OH

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Search this name across graphsid dfx:ria:cd6148c7-09df-f7f6-cbf9-3b509b923584

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• P•••••••• L••	Independent wealth	May 5, 2023	n/a	yes	CINCINNATI, OH\|Pepper Pike, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 22, 2000	May 15, 2023	no	PEPPER PIKE, OH\|PEPPER PIKE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	D•••••• W••••• P•••••••• L••	May 15, 2023	May 5, 2023	-10	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:320878:OH:2023-05-15	May 15, 2023	May 5, 2023	PEPPER PIKE, OH	Firm change

Relationships

Registered with (2)

→ D•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 22, 2000 to May 15, 2023factForm ADV

Dated events

Occurred
May 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd6148c7-09df-f7f6-cbf9-3b509b923584
First observed: Mar 22, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.