DFX Intelligence

K•••••• K••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••••• K••• K•••

Advisor at L•• F•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 8, 2026	n/a	yes	MARSHALL, TX\|Marshall, TX\|SAN DIEGO, CA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 22, 2019	Apr 7, 2026	no	Marshall, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Apr 7, 2026	Apr 8, 2026	1	Firm change	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	K••••• A••••••• S•••••••• L••	Aug 26, 2019	Aug 22, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:6413:TX:2026-03-31	Apr 7, 2026	Apr 8, 2026	MARSHALL, TX	Firm change
421:283330:TX:2019-08-26	Aug 26, 2019	Aug 22, 2019	MARSHALL, TX	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 8, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2019 to Apr 7, 2026factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2007 to Aug 26, 2019factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 13, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.