This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0

Regulatory AUM

$433MItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$433M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

9

Advisory employees

9

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1

SEC number

801-136737

CIK

2139979

CRD

343216

Filings on the tape

1

First filed

Jun 18, 2026

Latest filed

Jun 18, 2026

Organised

Limited Liability Company, DE

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cd70c40a-50ff-7ed0-2524-59addd5f9d71

First observed

Jun 18, 2026

Last observed

Jun 18, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.