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O•••• M••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

O•••• M••••• W••••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | Atlanta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd7b51a5-7f94-1fb4-ece2-ad08805bedc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Aug 29, 2022	n/a	yes	BIRMINGHAM, AL\|Atlanta, GA	Current employment
B• W••••• M••••••••• L••	Former SEC adviser	Jun 30, 2015	Jul 28, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B• W••••• M••••••••• L••	W•••••• A•••••••• L••	Jul 28, 2022	Aug 29, 2022	32	Firm change	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	B• W••••• M••••••••• L••	Jun 9, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147729:115332:GA:2022-07-28	Jul 28, 2022	Aug 29, 2022	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Aug 29, 2022 to presentfactForm ADV
→ B• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 30, 2015 to Jul 28, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 22, 2014 to Jun 9, 2015factForm ADV
→ W•••••• I••••••••• C••••••• I•••

Dated events

Occurred
Jul 28, 2022
Advisor changed firm
O•••• M••••• W•••••• left B• W••••• M••••••••• L•• for W•••••• A•••••••• L•• (registered 2022-08-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd7b51a5-7f94-1fb4-ece2-ad08805bedc3
First observed: Jul 16, 2001
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.