This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$545MItem 5.F on the latest filing (2017-11-07); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$527M

Private client RAUM

$300MderivedItem 5.D individuals plus high net worth individuals

Private client share

55%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

16

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

124

Individual clients

0

High net worth clients

75

SEC number

801-112125

CRD

290671

Filings on the tape

1

First filed

Nov 7, 2017

Latest filed

Nov 7, 2017

Organised

Corporation

• Occurred

  Nov 7, 2017
  First Form ADV filing

  Lombard Odier Transatlantic Limitied filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cd7ddef2-32ce-c347-6409-9299d213a81d

First observed

Nov 7, 2017

Last observed

Nov 7, 2017 107 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.