DFX Intelligence

J••• W••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

J••• W••••• H•••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:cd86aa3b-ad79-93e9-1abe-9da614606988

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 21, 2025	n/a	yes	Walnut Creek, CA	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Nov 2, 2011	May 9, 2025	no	SAN FRANCISCO, CA\|WALNUT CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	R•••••• J•••• • A••••••••• I•••	May 9, 2025	Apr 21, 2025	-18	Firm change	Ibd to ibd
S•••• • Y•••••••• L••	S•••••• N••••••• • C••••••• I•••••••••	Nov 2, 2011	Nov 2, 2011

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Nov 2, 2011 to May 9, 2025factForm ADV
→ S•••• • Y•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2004 to Nov 2, 2011factForm ADV

Dated events

Occurred
May 9, 2025
Advisor changed firm
J••• W••••• H••••••••• left S•••••• N••••••• • C••••••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd86aa3b-ad79-93e9-1abe-9da614606988
First observed: Jan 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.