DFX Intelligence

C••••• A•• V•• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

C••••• A•• V•• O••••

Advisor at E•••••• F•••••••• G••••

TUCSON, AZ | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:cd974048-f21a-1309-9a4c-8be0a4c2dd48

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• G••••	Independent wealth	Dec 3, 2014	n/a	yes	MINNEAPOLIS, MN\|TUCSON, AZ	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jul 10, 2014	Dec 1, 2014	no	PHOENIX, AZ\|Windsor, CT\|Tucson, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	E•••••• F•••••••• G••••	Dec 1, 2014	Dec 3, 2014	2	Firm change	Other
S••••••• F•••••••• S•••••••• I•••	V••• F•••••••• A•••••••• I•••	Jun 25, 2014	Jul 10, 2014

Relationships

Registered with (4)

→ E•••••• F•••••••• G••••Registered adviserregistration: current employment
Dec 3, 2014 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2014 to Dec 1, 2014factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 1, 2013 to Jun 25, 2014factForm ADV
→ L••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd974048-f21a-1309-9a4c-8be0a4c2dd48
First observed: Jul 18, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.