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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COLLINS ADVISORS, LLC

CRD 129270

BUFFALO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd9a00dc-e7d0-98fd-9f54-8c2bf8df25e0

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2012 to May 7, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $176MItem 5.F on the latest filing (2026-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $174M
Private client RAUM: $160MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $88.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 582
Individual clients: 473
High net worth clients: 52
SEC number: 801-72267
CRD: 129270
Filings on the tape: 26
First filed: Aug 16, 2012
Latest filed: May 7, 2026
Organised: Limited Liability Company, NY
Website: collinsadvisorsllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTINE LEE COLLINS-SCHWINGER	n/a	BUFFALO, NY	3	21	n/a	no
ANNA MARIA PUJOLAS	n/a	BUFFALO, NY	0	23	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLINS-SCHWINGER, CHRISTINE, LEE	CHIEF COMPLIANCE OFFICER	C	yes	12/2005	Aug 16, 2012	Mar 27, 2024
COLLINS, MARY, LEE	MANAGING MEMBER	D	yes	03/2003	Aug 16, 2012	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$176M	$174M	3	1	0	n/a	n/a
2024	Mar 31, 2025	$159M	$157M	3	3	0	n/a	n/a
2023	Mar 27, 2024	$142M	$141M	3	3	0	n/a	n/a
2022	Mar 29, 2023	$127M	$124M	4	3	0	n/a	n/a
2021	Mar 29, 2022	$134M	$131M	4	4	0	n/a	n/a
2020	May 6, 2021	$116M	$111M	5	4	0	n/a	n/a
2019	Apr 29, 2020	$103M	$100M	5	4	0	n/a	n/a
2018	Apr 16, 2019	$89.0M	$86.6M	5	4	0	n/a	n/a
2017	May 2, 2018	$87.4M	$84.7M	4	4	0	n/a	n/a
2016	Feb 2, 2017	$57.3M	$57.3M	3	2	n/a	n/a	n/a
2015	Mar 24, 2016	$52.2M	$52.2M	3	2	n/a	n/a	n/a
2014	May 1, 2015	$51.5M	$51.5M	3	2	n/a	n/a	n/a
2013	May 2, 2014	$44.9M	$44.9M	3	2	n/a	n/a	n/a
2012	Jul 31, 2013	$40.7M	$0	3	2	n/a	n/a	n/a
2011	Aug 16, 2012	$38.0M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$176M	$159M	11.0%	$127M	11.7%	3	3	0	0

Relationships

Registered with (2)

← ANNA MARIA PUJOLASAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← CHRISTINE LEE COLLINS-SCHWINGERAdvisorregistration: current employment
Sep 30, 2022 to presentfactForm ADV

Controls (2)

← COLLINS, MARY, LEEOwnerMANAGING MEMBER, ownership code D, individual
Aug 16, 2012 to Mar 27, 2024factForm ADV
← COLLINS-SCHWINGER, CHRISTINE, LEEOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Aug 16, 2012 to Mar 27, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd9a00dc-e7d0-98fd-9f54-8c2bf8df25e0
First observed: Aug 16, 2012
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLLINS ADVISORS, LLC

CRD 129270

BUFFALO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd9a00dc-e7d0-98fd-9f54-8c2bf8df25e0

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTINE LEE COLLINS-SCHWINGER

n/a

BUFFALO, NY

n/a

ANNA MARIA PUJOLAS

n/a

BUFFALO, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLINS-SCHWINGER, CHRISTINE, LEE

CHIEF COMPLIANCE OFFICER

yes

12/2005

Aug 16, 2012

Mar 27, 2024

COLLINS, MARY, LEE

MANAGING MEMBER

yes

03/2003

Aug 16, 2012

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$176M

$174M

n/a

2024

Mar 31, 2025

$159M

$157M

n/a

2023

Mar 27, 2024

$142M

$141M

n/a

2022

Mar 29, 2023

$127M

$124M

n/a

2021

Mar 29, 2022

$134M

$131M

n/a

2020

May 6, 2021

$116M

$111M

n/a

2019

Apr 29, 2020

$103M

$100M

n/a

2018

Apr 16, 2019

$89.0M

$86.6M

n/a

2017

May 2, 2018

$87.4M

$84.7M

n/a

2016

Feb 2, 2017

$57.3M

n/a

2015

Mar 24, 2016

$52.2M

n/a

2014

May 1, 2015

$51.5M

n/a

2013

May 2, 2014

$44.9M

n/a

2012

Jul 31, 2013

$40.7M

n/a

2011

Aug 16, 2012

$38.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$176M

$159M

11.0%

$127M

11.7%