DFX Intelligence

Y•••••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Y•••••• T•••••••••

Advisor at I••••••••• F•••••••• G••••• L••

Guaynabo, PR

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Search this name across graphsid dfx:ria:cda1a366-01fc-7860-fa56-e1cb2074886a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 17, 2015	n/a	yes	Guaynabo, PR	Current employment
A••••••• N••••••• A•••••••	Former SEC adviser	Feb 26, 2015	Feb 25, 2021	no	GUAYNABO, PR\|CLEVELAND, OH\|Guaynabo, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• N••••••• A•••••••	n/a	Feb 25, 2021	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 17, 2015 to presentfactForm ADV
→ A••••••• N••••••• A•••••••Registered adviserregistration: previous registration
Feb 26, 2015 to Feb 25, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cda1a366-01fc-7860-fa56-e1cb2074886a
First observed: Feb 26, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.