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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AEQUITAS INVESTMENT ADVISORS, LLC

CRD 127625

HINGHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cda4bc69-0c3c-229a-a3f1-a3f52799aa07

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2017 to Mar 27, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $826MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $710MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $165Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,238
Individual clients: 33
High net worth clients: 147
Custody, client assets: $292M
SEC number: 801-110328
CRD: 127625
Filings on the tape: 14
First filed: Mar 30, 2017
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, MA
Website: aequitas-inv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WARNER ARMS HENDERSON	Chartered Financial Consultant	HINGHAM, MA	31	35	n/a	no
NOREEN DILLON WALSH	n/a	HINGHAM, MA	20	21	n/a	no
MICHELLE C FALLON	Certified Financial Planner	HINGHAM, MA	11	36	n/a	no
TIMOTHY BRACKETT NASH	Chartered Financial Analyst	HINGHAM, MA	9	23	2	no
Spencer Robinson Henderson	Chartered Financial Consultant	HINGHAM, MA	4	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HENDERSON, WARNER, ARMS	MANAGING MEMBER	D	yes	01/2006	Mar 30, 2017	Mar 28, 2024
WALSH, NOREEN, DILLON	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	C	yes	01/2007	Mar 30, 2017	Mar 28, 2024
FALLON, MICHELLE, C	MEMBER AND SENIOR FINANCIAL PLANNER	Na	no	08/2020	Mar 30, 2021	Mar 28, 2024
NASH, TIMOTHY, BRACKETT	PRINCIPAL AND CHIEF PORTFOLIO STRATEGIST	B	no	06/2017	Jul 31, 2017	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$826M	$0	8	5	n/a	n/a
2024	Mar 29, 2025	$766M	$0	7	5	n/a	n/a
2023	Mar 28, 2024	$709M	$0	7	5	n/a	n/a
2022	Mar 30, 2023	$608M	$0	7	5	n/a	n/a
2021	Mar 29, 2022	$685M	$0	7	5	n/a	n/a
2020	Mar 30, 2021	$654M	$0	7	5	n/a	n/a
2019	Apr 13, 2020	$624M	$0	7	5	n/a	n/a
2018	Mar 28, 2019	$548M	$0	7	5	n/a	n/a
2017	Mar 29, 2018	$569M	$0	7	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$826M	$766M	7.8%	$608M	10.8%	8	7	0	0

Relationships

Registered with (5)

← Spencer Robinson HendersonAdvisorregistration: current employment
Aug 3, 2022 to presentfactForm ADV
← TIMOTHY BRACKETT NASHAdvisorregistration: current employment
Jul 7, 2017 to presentfactForm ADV
← MICHELLE C FALLONAdvisorregistration: current employment
Feb 12, 2015 to presentfactForm ADV
← NOREEN DILLON WALSHAdvisorregistration: current employment
Jun 12, 2006 to presentfactForm ADV
← WARNER ARMS HENDERSONAdvisorregistration: current employment
Dec 2, 1994 to presentfactForm ADV

Owns (2)

← NASH, TIMOTHY, BRACKETTOwnerPRINCIPAL AND CHIEF PORTFOLIO STRATEGIST, ownership code B, individual
Jul 31, 2017 to Mar 28, 2024factForm ADV
← FALLON, MICHELLE, COwnerMEMBER AND SENIOR FINANCIAL PLANNER, ownership code NA, individual
Mar 30, 2021 to Mar 28, 2024factForm ADV

Controls (2)

← WALSH, NOREEN, DILLONOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2017 to Mar 28, 2024factForm ADV
← HENDERSON, WARNER, ARMSOwnerMANAGING MEMBER, ownership code D, individual
Mar 30, 2017 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 30, 2017
First Form ADV filing
Aequitas Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cda4bc69-0c3c-229a-a3f1-a3f52799aa07
First observed: Mar 30, 2017
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEQUITAS INVESTMENT ADVISORS, LLC

CRD 127625

HINGHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cda4bc69-0c3c-229a-a3f1-a3f52799aa07

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WARNER ARMS HENDERSON

Chartered Financial Consultant

HINGHAM, MA

n/a

NOREEN DILLON WALSH

n/a

HINGHAM, MA

n/a

MICHELLE C FALLON

Certified Financial Planner

HINGHAM, MA

n/a

TIMOTHY BRACKETT NASH

Chartered Financial Analyst

HINGHAM, MA

Spencer Robinson Henderson

Chartered Financial Consultant

HINGHAM, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HENDERSON, WARNER, ARMS

MANAGING MEMBER

yes

01/2006

Mar 30, 2017

Mar 28, 2024

WALSH, NOREEN, DILLON

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

01/2007

Mar 30, 2017

Mar 28, 2024

FALLON, MICHELLE, C

MEMBER AND SENIOR FINANCIAL PLANNER

08/2020

Mar 30, 2021

Mar 28, 2024

NASH, TIMOTHY, BRACKETT

PRINCIPAL AND CHIEF PORTFOLIO STRATEGIST

06/2017

Jul 31, 2017

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$826M

n/a

2024

Mar 29, 2025

$766M

n/a

2023

Mar 28, 2024

$709M

n/a

2022

Mar 30, 2023

$608M

n/a

2021

Mar 29, 2022

$685M

n/a

2020

Mar 30, 2021

$654M

n/a

2019

Apr 13, 2020

$624M

n/a

2018

Mar 28, 2019

$548M

n/a

2017

Mar 29, 2018

$569M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$826M

$766M

7.8%

$608M

10.8%