DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at T.K.M. FINANCIAL SERVICES, LLC
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T.K.M. FINANCIAL SERVICES, LLC | State registered | Dec 7, 2017 | n/a | yes | LOUISVILLE, KY | Current employment |
| STERLING FINANCIAL GROUP, LTD. | n/a | Nov 15, 2016 | Mar 28, 2017 | no | LOUISVILLE, KY | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 14, 2010 | Jan 6, 2012 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERLING FINANCIAL GROUP, LTD. | T.K.M. FINANCIAL SERVICES, LLC | Mar 28, 2017 | Dec 7, 2017 | 254 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | STERLING FINANCIAL GROUP, LTD. | Jan 6, 2012 | Nov 15, 2016 | 1,775 | Firm change after gap | Other |