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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

THOMAS MARCO AVITABILE

Advisor at PARK AVENUE SECURITIES LLC

FLUSHING, NY

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Search this name across graphsid dfx:ria:cdb22b36-7d6a-a384-8039-5db8aaa684af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 11
Exams: S65|S63
First exam: May 29, 1992
First registration: Nov 4, 2002
Dual registered: yes, broker-dealer
Other names: Thomas M Avitabile
IAPD individual key: 1001420

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 20, 2020	n/a	yes	FLUSHING, NY	Current employment
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Mar 19, 2015	Jun 5, 2020	no	SCARSDALE, NY\|WESTPORT, CT\|DARIEN, CT\|STAMFORD, CT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 23, 2013	Mar 12, 2015	no	Greenwich, CT\|Boca Raton, FL\|Larchmont, NY\|Long Island City, NY\|STAMFORD, CT	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	May 3, 2007	Nov 25, 2013	no	WHITE PLAINS, NY\|RYE, NY\|BEDFORD HILLS, NY\|STAMFORD, CT\|RIDGEFIELD, CT\|DARIEN, CT\|ENGLEWOOD, NJ\|RIDGEWOOD, NJ\|WALDWICK, NJ\|SOUTH NORWALK, CT\|DARIEN, CT\|SHELTON, CT\|WILTON, CT\|MOUNT KISCO, NY\|FAIRFIELD, CT\|MONROE, CT\|MAMARONECK, NY\|RIDGEFIELD, CT\|PELHAM, NY\|SCARSDALE, NY\|NORWALK, CT\|STAMFORD, CT\|WESTPORT, CT\|SHELTON, CT\|WHITE PLAINS, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 24, 2007	no	MERRICK, NY\|MELVILLE, NY\|GREENWICH, CT\|MELVILLE, NY	Previous registration
QUICK & REILLY, INC.	n/a	Mar 2, 2004	Oct 20, 2004	no	GARDEN CITY, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 4, 2002	Sep 9, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HSBC SECURITIES (USA) INC.	PARK AVENUE SECURITIES LLC	Jun 5, 2020	Jul 20, 2020	45	Firm change	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	HSBC SECURITIES (USA) INC.	Mar 12, 2015	Mar 19, 2015	7	Firm change	Other
HSBC SECURITIES (USA) INC.	CITIGROUP GLOBAL MARKETS INC.	Nov 25, 2013	Dec 23, 2013	28	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	HSBC SECURITIES (USA) INC.	Apr 24, 2007	May 3, 2007	9	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	QUICK & REILLY, INC.	Sep 9, 2003	Mar 2, 2004	175	Firm change	Other

Relationships

Registered with (6)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Jul 20, 2020 to presentfactForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Mar 19, 2015 to Jun 5, 2020factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 23, 2013 to Mar 12, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 24, 2007factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Mar 2, 2004 to Oct 20, 2004factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 4, 2002 to Sep 9, 2003factForm ADV

Dated events

No dated event names this entity yet.