DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ESD MANAGEMENT III LIMITED

CRD 120761

ST PETER PORT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdb32df3-514f-60db-e1f0-857bde23ff91

Data as of Jun 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Jun 25, 2015
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

ESD Management III Limited

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $38.4MItem 5.F on the latest filing (2015-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $38.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $8.6M
SEC number: 801-61549
CRD: 120761
Filings on the tape: 8
First filed: Mar 29, 2012
Latest filed: Jun 25, 2015
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EUROPEAN SECONDARY DEVELOPMENT FUND III, L.P.	Private Equity Fund	$29.7M	Jun 25, 2015	21	Mar 29, 2012	reported	021-62661
EUROPEAN SECONDARY DEVELOPMENT FUND III-B, L.P.	Private Equity Fund	$6.2M	Jun 25, 2015	3	Mar 29, 2012	reported	021-53944
ESD HOLDINGS III LLC	Private Equity Fund	$2.4M	Jun 25, 2015	4	Mar 29, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARCIS INVESTMENT MANAGEMENT LIMITED	Owner	E	yes	03/2002	Mar 29, 2012	Jun 25, 2015
ISNARD, ARNAUD	EQUITY OWNER	E	yes	02/2002	Mar 29, 2012	Jun 25, 2015
ISNARD, ARNAUD	EXECUTIVE DIRECTOR	Na	yes	02/2002	Mar 29, 2012	Jun 25, 2015
ISNARD, HENRI	EXECUTIVE DIRECTOR	Na	yes	02/2002	Mar 29, 2012	Jun 25, 2015
ROUSSEAU, ANNE	CHIEF COMPLIANCE OFFICER	Na	no	02/2010	Mar 29, 2012	Jun 25, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARCIS CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
ARCIS FINANCE	n/a	n/a	n/a	N	yes	n/a
ESD MANAGEMENT IV LIMITED	n/a	n/a	n/a	N	yes	n/a
ESDF IV LIMITED	n/a	n/a	n/a	N	yes	n/a
ESDF V LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$38.4M	$38.4M	10	5	n/a	3	$38.4M
2013	Mar 26, 2014	$44.5M	$44.5M	10	5	n/a	3	$44.5M
2012	Mar 28, 2013	$28.0M	$28.0M	10	5	n/a	3	$28.0M
2011	Mar 29, 2012	$68.7M	$68.7M	n/a	n/a	n/a	3	$72.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$38.4M	$44.5M	-13.9%	$68.7M	-17.6%	10	10	n/a	n/a

Relationships

Advises (3)

→ ESD HOLDINGS III LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ EUROPEAN SECONDARY DEVELOPMENT FUND III-B, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ EUROPEAN SECONDARY DEVELOPMENT FUND III, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (3)

← ISNARD, ARNAUDOwnerEQUITY OWNER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← ISNARD, HENRIOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← ARCIS INVESTMENT MANAGEMENT LIMITEDOwnerOWNER, ownership code E, foreign entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← ROUSSEAU, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdb32df3-514f-60db-e1f0-857bde23ff91
First observed: Mar 29, 2012
Last observed: Jun 25, 2015 136 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ESD MANAGEMENT III LIMITED

CRD 120761

ST PETER PORT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdb32df3-514f-60db-e1f0-857bde23ff91

Data as of Jun 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EUROPEAN SECONDARY DEVELOPMENT FUND III, L.P.

Private Equity Fund

$29.7M

Jun 25, 2015

Mar 29, 2012

reported

021-62661

EUROPEAN SECONDARY DEVELOPMENT FUND III-B, L.P.

Private Equity Fund

$6.2M

Jun 25, 2015

Mar 29, 2012

reported

021-53944

ESD HOLDINGS III LLC

Private Equity Fund

$2.4M

Jun 25, 2015

Mar 29, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARCIS INVESTMENT MANAGEMENT LIMITED

Owner

yes

03/2002

Mar 29, 2012

Jun 25, 2015

ISNARD, ARNAUD

EQUITY OWNER

yes

02/2002

Mar 29, 2012

Jun 25, 2015

ISNARD, ARNAUD

EXECUTIVE DIRECTOR

yes

02/2002

Mar 29, 2012

Jun 25, 2015

ISNARD, HENRI

EXECUTIVE DIRECTOR

yes

02/2002

Mar 29, 2012

Jun 25, 2015

ROUSSEAU, ANNE

CHIEF COMPLIANCE OFFICER

02/2010

Mar 29, 2012

Jun 25, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARCIS CAPITAL LIMITED

n/a

yes

n/a

ARCIS FINANCE

n/a

yes

n/a

ESD MANAGEMENT IV LIMITED

n/a

yes

n/a

ESDF IV LIMITED

n/a

yes

n/a

ESDF V LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 25, 2015

$38.4M

n/a

$38.4M

2013

Mar 26, 2014

$44.5M

n/a

$44.5M

2012

Mar 28, 2013

$28.0M

n/a

$28.0M

2011

Mar 29, 2012

$68.7M

n/a

$72.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$38.4M

$44.5M

-13.9%

$68.7M

-17.6%

n/a