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Advisor at WESTPARK WEALTH ADVISORS, INC.
Houston, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTPARK WEALTH ADVISORS, INC. | Independent wealth | May 13, 2004 | n/a | yes | HOUSTON, TX|Houston, TX | Current employment |
| IMS SECURITIES, INC. | n/a | Jun 28, 2002 | Dec 31, 2004 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 5, 2000 | Jul 11, 2002 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IMS SECURITIES, INC. | WESTPARK WEALTH ADVISORS, INC. | Dec 31, 2004 | May 13, 2004 | -232 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | IMS SECURITIES, INC. | Jul 11, 2002 | Jun 28, 2002 | -13 | Firm change | Other |