DFX Intelligence

P•••••• J••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

P•••••• J••• L••••

Advisor at G•••••• C•••••• A•••••••

PRINCETON, NJ

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Search this name across graphsid dfx:ria:cdbec641-dc6e-e70e-bae9-6b64b0dddcc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• C•••••• A•••••••	Independent wealth	Jan 12, 2015	n/a	yes	PRINCETON, NJ	Current employment
S•••••••• C•••••• L••	Independent wealth	Dec 19, 2005	Mar 30, 2009	no	PORT WASHINGTON, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C•••••• L••	G•••••• C•••••• A•••••••	Mar 30, 2009	Jan 12, 2015	2,114	Firm change after gap	Other

Relationships

Registered with (2)

→ G•••••• C•••••• A•••••••Registered adviserregistration: current employment
Jan 12, 2015 to presentfactForm ADV
→ S•••••••• C•••••• L••Registered adviserregistration: previous registration
Dec 19, 2005 to Mar 30, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdbec641-dc6e-e70e-bae9-6b64b0dddcc7
First observed: Dec 19, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.